SB128
Introduced in the Senate on Feb 18, 2013.
By: (Bolded name indicates primary sponsorship)
Parks, Ohrenschall

Exempts certain persons from the licensing requirements for broker-dealers. (BDR 7-444)

Fiscal Notes View Fiscal Notes
Effect on Local Government: No.
Effect on State: Yes.
Most Recent History Action:
(See full list below)		 (Pursuant to Joint Standing Rule No. 14.3.1, no further action allowed.)

Upcoming Hearings

Past Hearings
  Senate Commerce, Labor and Energy     Mar 20, 2013     01:30 PM      Agenda       Minutes          No Action

Final Passage Votes


Bill Text     As Introduced        

Bill History

Feb 18, 2013

  • Read first time. Referred to Committee on Commerce, Labor and Energy. To printer.

Feb 19, 2013

  • From printer. To committee.

Apr 03, 2013

  • Notice of eligibility for exemption.

Apr 13, 2013

  • (Pursuant to Joint Standing Rule No. 14.3.1, no further action allowed.)